Note: The job is a remote job and is open to candidates in USA. Dexian is seeking an experienced AML Quality Assurance Analyst to review financial services investigation cases for completeness, accuracy, and compliance with regulatory and internal standards. The role provides feedback to investigators, evaluates case dispositions and transaction activity, and supports the integrity of transaction monitoring processes.

Responsibilities

• Independently research and validate the completeness and accuracy of cases, reviewing supporting documentation and ensuring narratives clearly address all risk factors and final dispositions are rational and understandable by third parties such as auditors and regulators
• Provide consistent, qualitative feedback to investigators, strictly following QA protocols and procedures, and clarify issues to team leads when exceptions are identified to facilitate necessary corrections
• Use sound judgment to assess case narratives and supporting documentation against established core competencies, analyzing transactional activity and potential red flags accordingly
• Confirm that investigators correctly addressed all issued exceptions, while meeting QA production targets and maintaining high-quality standards
• Review investigator cases to determine the appropriateness of final dispositions based on comprehensive understanding of AML typologies, including those related to correspondent banking and wealth management clients, while staying updated on new laws, regulations, and policies relevant to unusual activity detection
• Collaborate effectively with internal teams to communicate findings, ensure process synergy, and uphold a respectful, professional work environment

Skills

• A minimum of 5 years of AML experience within the financial services industry
• 3-5+ years of hands-on experience performing AML transaction monitoring investigations
• Proven ability to draft Suspicious Activity Reports (SARs) and perform quality assurance reviews of investigation cases
• Bachelor's degree or equivalent work experience in financial services, investigative work, or law enforcement
• Advanced knowledge of laws and regulations such as the Bank Secrecy Act and the USA Patriot Act
• Previous experience overseeing team members' work and providing constructive feedback in an oversight or second-level review capacity
• Proficiency with Microsoft Office tools
• Strong oral and written communication skills
• Excellent analytical, research, and decision-making abilities
• Additional experience in broker/dealer transaction monitoring

Benefits

• Remote across USA

Company Overview

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